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If you are a media representative and have any questions about CAPIS, please contact Torri Carroll at 214-922-3250 or tcarroll@capistest.com.

From Royalty-Payment Reconciler to CFO

by Markets Media on November 6, 2018

Ann Sebert, CFO and Treasurer of CAPIS, discusses how she got her start in financial services and eventually earned her C-suite position. After 16 years serving CAPIS and its clients, Sebert shares her advice for women looking to climb the corporate ladder: "Work hard and be persistent."

Citi Hires Women-Owned Firms to Lead Distribution of $250 Million Citigroup Inc. Subordinated Bond Issuance

by Citi on March 20, 2018

Citi hired CAPIS and eight other women-owned firms to handle a $250 million subordinated bond issuance. Citi has been a leader in promoting inclusion by diversifying their suppliers, particularly in providing opportunities to engage in roles that are typically reserved for much larger financial institutions.

US Managers Should Prepare for MiFID II Now!

by Traders Magazine on January 24, 2018

If you don't think U.S.-based pension funds and plan sponsors will want the same level of transparency as their EU counterparts under MiFID II, then you are fooling yourself. All U.S. managers should begin preparations, even if they are currently “outside the scope.”

Woman-Owned CAPIS Goes After Plan Sponsor Business

by Traders Magazine on February 11, 2016

Capital Institutional Services is now a full-fledged and certified woman-owned brokerage. And as such, has set its sights on the institutional buyside that has a mandate to trade with brokers run by women.

SEC Examines Wrap Trading Practices

by Traders Magazine on October 24, 2014

Is trading away from a sponsor a bad thing? Can best execution be achieved given the troubling problems of sponsor rotation? This article explores these questions.

A Trio of Ex-Cowen Execs Open Wrap Trading at CAPIS

by Traders Magazine on April 11, 2014

CAPIS hires a team to launch CAPIS' managed accounts offering.

Anatomy of a Trading Floor

by Information Week: Wall Street & Technology on December 12, 2009

See pictures of CAPIS' state-of-the-art trading desk.

Agency Brokers Take Role in Credit Markets Recovery

by Information Week: Wall Street & Technology on July 13, 2009

As big brokers retreat from credit markets, agency brokers are stepping in to fill the void in fixed income trading.

Sales Traders are Back in Vogue Amid Volatile Market

by Wall Street & Technology on March 3, 2009

In search of 'advocates on every trade,' the buy side increasingly is tapping sales traders to find the other side of block trades or to work orders via algorithms, direct market access and dark pools.

CAPIS' Morrow Shares his Insight into the Buy Side

by Wall Street & Technology on October 29, 2008

With recent market volatility and the ongoing fall out from the credit crisis, Jim Morrow, chief operating officer at Capital Institutional Services (CAPIS), an institutional agency broker based in Dallas, sees buy side traders wanting and needing different things from their trading partners.

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